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Home»Banking & Finance»Capital Market»SEC Urges Compliance To Investment And Securities Act 2025 Capital Market Operators
Capital Market

SEC Urges Compliance To Investment And Securities Act 2025 Capital Market Operators

By Orientalnews StaffNovember 27, 2025No Comments3 Mins Read
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Yemisi Izuora

The Securities and Exchange Commission (SEC) has directed Capital Market Operators (CMOs) to state compliance level and ensure all tradable instruments are registered in line with the Investments and Securities Act (ISA) 2025 latest January 2026.

The Director-General of SEC, Dr Emomotimi Agama, disclosed this at the commission’s Journalists’ Academy 2025 on Wednesday in Lagos.

The academy has the theme: ” The ISA 2025 and The Future of Nigeria’s Capital Market: Innovation, Protection, and Growth.”

Agama said anyone selling a tradable instrument must identify with the commission and ensure its registration within the period.

The Director-General, represented by the Commissioner of Operations, Mr Bola Ajomale, said the ISA 2025 would serve as a powerful foundation for the capital market Nigeria needs and deserves.

“If we get this right, ISA 2025 will serve as a powerful foundation for the capital market Nigeria needs and deserves: deep, efficient, innovative, and globally competitive.

“The ISA 2025 is more than a replacement for the 2007 Act. It is a forward-looking instrument designed to reposition Nigeria’s capital market for a rapidly changing world,” he said.

He added that it strengthens the commission to protect investors, empower market operators and align Nigeria with global best practice while addressing uniquely Nigerian challenges.

“One of the most transformative aspects of the ISA 2025 is the clarity it brings to the mandate of the Securities and Exchange Commission.

“For the first time, the Act explicitly sets out the regulatory objectives, functions, and powers of the Commission including acting in the public interest, protecting investors, maintaining fair and transparent markets, preventing unlawful practices, reducing systemic risk, and supporting capital formation,” he added.

According to him, this clarity strengthens regulatory authority and enhances institutional accountability.

He added that it also eliminates the ambiguities that previously complicated enforcement actions and improves the alignment of the SEC’s work with national economic goals.

Agama said the Act expands the commission’s investigative capacity not only over regulated entities, but also over unrelated third parties where necessary for enforcement.

“This closes a major loophole that hindered previous investigations into market abuse and complex financial schemes.

“Such provisions signal that the SEC is no longer limited by outdated definitions or narrow supervisory boundaries. The regulator now has modern tools to protect the integrity of the market,” he said.

Agama said the Act represents a collective resolve to modernise our capital-market architecture.

He noted that  several forces made this reform necessary: the rise of digital trading, fintech platforms, and virtual assets, the inadequacies of the previous Act in addressing Ponzi schemes, systemic risks, and new financing structures, among others.

Agama added that the need for stronger alignment with IOSCO standards and the imperative to deepen Nigeria’s capital market as a tool for national development led to its review.

“One of the most transformative aspects of the ISA 2025 is the clarity it brings to the mandate of the Securities and Exchange Commission.

“For the first time, the Act explicitly sets out the regulatory objectives, functions, and powers of the commission including acting in the public interest, protecting investors, maintaining fair and transparent markets, preventing unlawful practices, reducing systemic risk, and supporting capital formation.

“This clarity strengthens regulatory authority and enhances institutional accountability.

“It eliminates the ambiguities that previously complicated enforcement actions and improves the alignment of the SEC’s work with national economic goals,” he said.

 

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